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RISK..REPORTING...AND TECHNOLOGY SOLUTIONS

We have In-depth technical knowledge and skills across a variety of Compliance disciplines

SUCCESS IS ALL ABOUT PREPARATION

As pressure on many businesses to comply with the evolving and challenging regulatory landscape continues to escalate, scrutiny from multiple stakeholders including regulators and investors intensifies in a post-crisis environment where compliance demands are now far more intensive.

 

The advent of  new rules being introduced and existing ones tightened, financial institutions and other similar businesses are faced with a host of challenges in keeping abreast of these changes, and managing regulatory and compliance risks.

 

Most major institutions will now require more process and system enhancements, and technology solutions to assist and support them in putting in place an effective and dynamic compliance framework that is responsive to market and regulatory developments.

 

How we can help

Our reliable regulatory compliance team comprises of ex-regulators and professionals with extensive experience in advising and working with complex businesses and financial institutions. Leveraging on our insightful knowledge and deep understanding of the regulatory requirements and expectations within the financial services industry, we will be able to assist you in delivering practical and cost-effective approaches to meet compliance demands.

We recognize that every business is unique by the challenges and issues they face on a day to day basis. We provide customized services which is adaptable and scalable to meet your regulatory and compliance needs.

 

Access Transformational Solutions for your Complex Compliance Challenges

In all our areas of expertise we are committed to consistently deliver high standards of dynamic professional thinking whilst adopting a robust commercial approach to ensure all our clients recieve our highest quality advice and support regardless of geographic location or size.

Failing to keep up with the latest rules and regulations governing their business can prove to be very costly for companies that find themselves out of compliance. That’s why Pentagon Finance’s Regulatory Compliance services helps clients design, assess, and transform the processes, controls, and infrastructure needed to address the specific regulations and regulatory risks that they face.

We help you understand the implications and requirements of new and anticipated regulations, and design and implement appropriate processes, policies, and procedures including the selection and implementation of compliance technology solutions

We also support your efforts to assess existing compliance models for requirement deficiencies, operational efficiency and effectiveness, and conduct investigations in connection with regulatory inquiries, administrative actions, and litigation pursuant to legal counsel requests.

 

Above all, we are guided by our core principles on Excellence, Integrity, and Team work. We maintain the highest standards you can expect on any advisory engagement.

Are you implementing IFRS16? Our Experts are happy to help you transition smoothly into the new standard.

Contact our global IFRS and Compliance team directly on 44 203 286 3300